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    Anna L. Katz Joins Kaufman & Canoles

    Kaufman & Canoles, P.C. is pleased to announce that Anna L. Katz has joined the firm as a Staff Attorney in the Tysons Corner office. Ms. Katz will be a member of the firm’s Corporate & Securities Team.

    Ms. Katz is coming to Kaufman & Canoles after five years at FINRA’s Office of the General Counsel. She has experience advising on securities regulations and disclosures, corporate ethics, conflicts of interest, risk mitigation, and compliance with CFTC, SEC, and FINRA regulations. Ms. Katz will be supporting the Corporate & Securities Team’s work with domestic and international companies on initial public offerings, follow-on offerings, SEC disclosures, regulatory compliance issues, private placements, and other corporate matters. She received her B.A. from Brandeis University and her J.D. from New York Law School.

    Kaufman & Canoles’ Corporate & Public Finance team works closely with client management to efficiently structure and complete corporate transactions. The team supports public and private companies with ongoing compliance programs from representing start-ups raising initial capital to larger public companies in complex transactions.


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